-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VgZYAYjqSl/EFHVcEllqot0+rIKQJKirWW75+C9hPk/LPNEJRGDEEx019Dr6CcZ8 98mN4Q6GuXrpkX6CV+6O7Q== 0000905148-02-000666.txt : 20020415 0000905148-02-000666.hdr.sgml : 20020415 ACCESSION NUMBER: 0000905148-02-000666 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020320 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STENGEL MARC CENTRAL INDEX KEY: 0001081229 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SECURITIES RESOLUTION ADVISORS INC STREET 2: 4 BRUSSELS STREET CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087530945 MAIL ADDRESS: STREET 1: C/O SECURITIES RESOLUTION ADVISORS INC STREET 2: 4 BRUSSELS STREET CITY: WORCESTER STATE: MA ZIP: 01610 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SALES ONLINE DIRECT INC CENTRAL INDEX KEY: 0001017655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 731479833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51413 FILM NUMBER: 02579929 BUSINESS ADDRESS: STREET 1: 4 BRUSSELS STREET STREET 2: SUITE 220 CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5166254040 MAIL ADDRESS: STREET 1: 7633 EAST 63RD PL STREET 2: SUITE 220 CITY: TULSA STATE: OK ZIP: 74133 FORMER COMPANY: FORMER CONFORMED NAME: ROSE INTERNATIONAL LTD DATE OF NAME CHANGE: 19960627 FORMER COMPANY: FORMER CONFORMED NAME: SECURITIES RESOLUTION ADVISORS INC DATE OF NAME CHANGE: 19980814 SC 13D/A 1 efc2-0275fm13da.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No.9)* Sales Online Direct, Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock of the Par Value of $0.001 Per Share - ------------------------------------------------------------------------------ (Title of Class of Securities) 794661108 - ------------------------------------------------------------------------------ (CUSIP Number) Frank R. Goldstein, Sidley Austin Brown & Wood LLP, 1501 K Street, NW, Washington, D.C. 20005; (202) 736-8000 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 15, 2002 - ------------------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13D to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 8 Pages) _____________ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ------------------------------ ---------------------------------------- CUSIP No. 794661108 Page 2 of 8 Pages - ------------------------------ ---------------------------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marc L. Stengel - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) X(1) - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES 6,773,619 ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY -0- ----------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 6,773,619 ----------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,773,619 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.02%(2) - ------------------------------------------------------------------------------ - ------------------------- 1 Footnote 1 to Item 2 of the Cover Page of Stengel's Schedule 13D, that was filed on May 31, 2001, with the Securities and Exchange Commission ("SEC") is incorporated by reference herein. The Maryland Case was settled among all the parties thereto pursuant to a Settlement Agreement dated October 23, 2001. 2 Assumes 75,074,117 shares of common stock of the Company are outstanding, as reported by the Company in the Company's Form 10-QSB filed with the SEC for the Company's fiscal quarter ended September 30, 2001. 2 - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION 3 Schedule 13D Item 1. Security and Issuer This statement on Schedule 13D relates to the shares of common stock of the par value of $0.001 per share (the "Common Stock") of Sales Online Direct, Inc. (the "Company"), a Delaware corporation. The address of the Company's principal executive offices is 4 Brussels Street, Worcester, Massachusetts 01610, as reported by the Company in the Company's Form 10-QSB filed with the Securities and Exchange Commission (the "SEC") for the Company's fiscal quarter ended September 30, 2001. Item 5. Interest in Securities of the Issuer (a) As of the close of business on March 15, 2002, Stengel beneficially owned 6,773,619 shares of the Common Stock of the Company, that represented as of the close of business on March 15, 2002, 9.02% of the issued and outstanding Common Stock of the Company, based on the 75,074,117 shares of Common Stock outstanding, as reported by the Company in the Company's Form 10-QSB filed with the SEC for the Company's fiscal quarter ended September 30, 2001. (b) Stengel has sole power to vote and sole power to dispose of all shares of Common Stock of the Company beneficially owned by Stengel. (c) A description of all transactions in the Common Stock of the Company that were effected by Stengel during the past 60 days or since the most recent filing on Schedule 13D, whichever is less, is set forth on Schedule A attached hereto and incorporated by reference herein. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Stengel's shares of Common Stock of the Company. (e) Not applicable. 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 15, 2002 By:/s/ Marc L. Stengel ---------------------- Marc L. Stengel 5 SCHEDULE A Schedule of Transactions in the Shares No. of Price Per Name Date Shares Sold Share(1) - ------------------------------------------------------------------------------ Common Stock, Par Value $0.001 Per Share February 4, 2002 5,000 $0.164 25,000 0.165 20,000 0.170 20,000 0.175 15,000 0.1775 25,000 0.180 February 5, 2002 10,000 0.138 5,000 0.145 10,000 0.147 5,000 0.160 February 6, 2002 5,000 0.135 15,000 0.140 9,000 0.145 February 7, 2002 10,000 0.145 10,000 0.150 10,000 0.155 February 8, 2002 10,000 0.155 12,500 0.160 7,500 0.165 February 11, 2002 10,000 0.165 10,000 0.170 10,000 0.180 February 12, 2002 10,000 0.177 20,000 0.180 1,000 0.182 February 13, 2002 10,000 0.170 10,000 0.171 6 No. of Price Per Name Date Shares Sold Share(1) - ------------------------------------------------------------------------------ February 14, 2002 10,000 0.1675 30,000 0.170 February 15, 2002 10,000 0.1725 10,000 0.175 February 19, 2002 20,000 0.180 10,000 0.1875 20,000 0.1825 10,000 0.1775 10,000 0.1750 February 20, 2002 10,000 0.1825 10,000 0.185 10,000 0.1875 10,000 0.200 February 21, 2002 10,000 0.200 10,000 0.201 10,000 0.210 February 22, 2002 25,000 0.215 February 25, 2002 10,000 0.1975 10,000 0.200 February 27, 2002 5,000 0.170 February 28, 2002 10,000 0.150 5,000 0.1675 March 1, 2002 20,000 0.175 10,000 0.17 March 5, 2002 10,000 0.16 March 6, 2002 10,000 0.20 10,000 0.18 5,000 0.1825 5,000 0.185 5,000 0.19 10,000 0.205 10,000 0.215 March 7, 2002 10,000 0.265 7 No. of Price Per Name Date Shares Sold Share(1) - ------------------------------------------------------------------------------ 30,000 0.27 3,500 0.28 March 8, 2002 30,000 0.27 March 11, 2002 10,000 0.27 20,000 0.265 2,500 0.28 March 12, 2002 10,000 0.255 10,000 0.25 10,000 0.26 March 13, 2002 10,000 0.2575 20,000 0.26 March 14, 2002 20,000 0.27 10,000 0.275 March 15, 2002 10,000 0.28 10,000 0.29 10,000 0.305 - ----------------- 1 Does not include brokerage commission. 8 -----END PRIVACY-ENHANCED MESSAGE-----